Lau, Yau Fong 劉幽芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-09-22 | Rep | Advising on securities | 2003-09-22 | Rep | Asset management | 2003-09-22 | Rep | Automated trading services | 2003-09-22 | Rep | Dealing in securities | 2003-09-29 |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-01-30 | 2010-02-19 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-09-30 | 2015-10-01 | Rep | Dealing in futures contracts | 2004-01-30 | 2015-10-01 | Rep | Dealing in securities | 2017-01-09 | 2017-08-31 |
| 4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2013-04-23 |
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