Laible, Robert Karl
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-12-19 | 2008-09-29 | Rep | Dealing in securities | 2006-12-19 | 2008-09-29 |
| 2 | Liquidnet Asia Limited | RO | Automated trading services | 2015-05-12 | 2017-10-03 | RO | Dealing in securities | 2015-05-12 | 2017-10-03 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2013-01-16 | 2013-07-09 | RO | Automated trading services | 2013-07-09 | 2014-06-27 | RO | Dealing in securities | 2013-07-09 | 2014-06-27 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2012-11-15 | Rep | Dealing in securities | 2008-10-10 | 2012-11-15 |
| 5 | NOMURA SECURITIES (HONG KONG) LIMITED | RO | Automated trading services | 2010-04-30 | 2012-11-15 | RO | Dealing in securities | 2010-04-30 | 2012-11-15 |
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