Kwan, Wing Kin (SFC:ALU751) 關永堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asiya Investments Hong Kong Limited | Rep | Advising on securities | 2014-04-22 | 2016-07-07 | Rep | Asset management | 2014-04-22 | 2016-07-07 |
| 2 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2007-05-18 | 2008-06-01 | Rep | Advising on futures contracts | 2007-06-25 | 2008-06-01 | Rep | Dealing in securities | 2007-06-25 | 2008-06-01 |
| 3 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2005-03-10 | 2007-05-03 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-07-15 | 2013-09-11 | Rep | Advising on securities | 2008-07-15 | 2013-09-11 |
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