Davies, Lloyd (SFC:APC386)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2007-12-20 | 2010-07-27 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2007-06-20 | 2010-07-27 |
| 3 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-06-20 | 2008-01-01 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-22 | 2016-08-24 | Rep | Dealing in securities | 2010-10-22 | 2016-08-24 |
| 5 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-22 | 2013-04-23 |
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