Chan, Nga Yee (SFC:AGJ020) 陳雅兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-03 | Rep | Advising on securities | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Dealing in securities | 2003-06-03 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Dealing in futures contracts | 2003-06-03 |
| 3 | REFCO FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-19 | 2005-11-04 |
| 4 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2011-06-02 | 2014-12-31 |
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