Shi, Tian (SFC:AXH325) 時天
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-03-02 | 2017-11-28 | Rep | Dealing in securities | 2017-11-10 | 2019-04-12 | RO | Dealing in futures contracts | 2017-11-28 | 2019-04-12 | Rep | Dealing in futures contracts | 2023-03-29 | 2023-08-09 | Rep | Dealing in securities | 2023-03-29 | 2023-08-09 | RO | Dealing in futures contracts | 2023-08-09 | RO | Dealing in securities | 2023-08-09 | RO | Advising on futures contracts | 2024-02-06 | RO | Advising on securities | 2024-02-06 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-03-02 | 2019-04-12 | RO | Dealing in futures contracts | 2024-01-15 |
| 3 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2011-05-20 | 2013-03-29 |
| 4 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-04-19 | 2015-04-23 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-08-14 | 2015-04-23 |
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