Sun, Kam Ming 辛鑑明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2018-06-05 | 2018-08-16 | RO | Advising on corporate finance | 2018-08-16 | Rep | Dealing in securities | 2020-10-06 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2020-10-06 | |
| 3 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-12-10 | 2017-06-21 | RO | Advising on corporate finance | 2017-06-21 | 2018-05-02 |
| 4 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-06-25 | 2013-10-01 |
| 5 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2014-03-27 | 2015-07-17 | Rep | Advising on securities | 2014-03-27 | 2015-07-17 |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2010-02-22 | 2013-01-15 | Rep | Dealing in securities | 2010-02-22 | 2013-01-15 |
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