Liang, Xiaoli 梁曉莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSURED ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2020-08-14 | 2020-08-31 | Rep | Asset management | 2020-08-14 | 2020-08-31 | Rep | Dealing in securities | 2020-08-14 | 2020-08-31 |
| 2 | C.M. Capital Advisors (HK) Limited | Rep | Advising on securities | 2020-10-09 | 2021-03-22 | Rep | Asset management | 2020-10-09 | 2021-03-22 | RO | Advising on securities | 2021-03-22 | RO | Asset management | 2021-03-22 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2006-04-10 | 2010-11-05 | Rep | Dealing in securities | 2006-04-10 | 2010-11-05 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-10 | 2010-11-05 |
| 5 | Funderstone Securities Limited | Rep | Advising on corporate finance | 2018-07-17 | 2018-09-13 | Rep | Dealing in securities | 2018-07-17 | 2018-09-13 | RO | Advising on corporate finance | 2018-09-13 | 2019-02-14 | RO | Dealing in securities | 2018-09-13 | 2019-02-14 |
| 6 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-07-20 | 2018-01-29 | Rep | Dealing in securities | 2015-07-20 | 2018-01-29 |
| 7 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-07-20 | 2018-01-29 |
| 8 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-10-05 | 2012-12-27 | Rep | Dealing in securities | 2012-10-05 | 2012-12-27 | RO | Advising on corporate finance | 2012-12-27 | 2015-06-11 | RO | Dealing in securities | 2012-12-27 | 2015-06-11 |
| 9 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-10-05 | 2012-12-27 | RO | Advising on corporate finance | 2012-12-27 | 2015-06-11 |
| 10 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2011-01-03 | 2012-08-14 | Rep | Dealing in securities | 2011-01-03 | 2012-08-14 |
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