Chu, Michael Man Ho 朱文浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2006-03-24 | 2010-07-26 | Rep | Automated trading services | 2008-11-07 | 2010-07-26 | Rep | Dealing in futures contracts | 2008-11-07 | 2010-07-26 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2006-03-24 | 2008-11-24 | Rep | Dealing in futures contracts | 2006-03-24 | 2008-11-24 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-10-27 | 2013-09-05 | Rep | Dealing in securities | 2010-10-27 | 2016-05-12 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-10-27 | 2010-12-06 | Rep | Dealing in futures contracts | 2010-10-27 | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-10-27 | 2013-09-05 | Rep | Dealing in futures contracts | 2010-12-06 | 2016-05-12 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2016-08-24 | |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-08-24 | 2016-12-18 | Rep | Dealing in securities | 2016-12-19 |
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