Agostini, John Edward Cobcroft
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2017-05-12 | 2021-03-29 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-09-24 | Rep | Asset management | 2004-09-24 | Rep | Advising on securities | 2005-03-23 | Rep | Dealing in securities | 2007-03-16 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-04-30 | 2016-07-14 | Rep | Automated trading services | 2007-05-30 | 2013-09-05 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-05-30 | 2010-12-06 | Rep | Dealing in futures contracts | 2007-05-30 | 2010-12-06 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-04-30 | 2013-09-05 | Rep | Dealing in futures contracts | 2010-12-06 | 2016-07-14 |
| 6 | RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-02-04 | Rep | Advising on securities | 2005-02-04 | Rep | Asset management | 2005-02-04 | Rep | Dealing in securities | 2005-02-04 |
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