Lam, Alain Sai Wai 林世偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-01-08 | 2016-03-17 | Rep | Advising on securities | 2016-01-08 | 2016-03-17 | Rep | Dealing in securities | 2016-01-08 | 2016-03-17 | RO | Advising on corporate finance | 2016-03-17 | 2020-09-18 | RO | Advising on securities | 2016-03-17 | 2020-09-18 | RO | Dealing in securities | 2016-03-17 | 2020-09-18 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-08-01 | 2011-05-20 | Rep | Dealing in securities | 2006-08-01 | 2011-05-20 | RO | Advising on corporate finance | 2011-05-20 | 2015-10-30 | RO | Dealing in securities | 2011-05-20 | 2015-10-30 | Rep | Advising on corporate finance | 2015-10-30 | 2016-01-03 | Rep | Dealing in securities | 2015-10-30 | 2016-01-03 |
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