Tse, Sze Ming 謝思明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-05-13 | 2009-01-01 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-03-21 | 2005-10-05 |
| 3 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2005-10-13 | 2007-04-12 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-01-13 | 2014-10-29 | Rep | Dealing in securities | 2009-01-13 | 2014-10-29 |
| 5 | MUSHK Limited | Rep | Advising on securities | 2007-04-18 | 2008-02-05 |
| 6 | Union Insight Asset Management Limited | RO | Advising on securities | 2018-02-06 | 2023-05-16 | RO | Asset management | 2021-07-09 | 2023-05-16 |
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