Chan, Stephen Shek Kei 陳碩基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anbang Capital (Hong Kong) Co. Limited | Rep | Advising on corporate finance | 2015-06-22 | 2016-03-11 | Rep | Advising on securities | 2015-06-22 | 2016-03-11 | Rep | Dealing in securities | 2015-06-22 | 2016-03-11 | RO | Advising on corporate finance | 2016-03-11 | 2016-11-04 | RO | Advising on securities | 2016-03-11 | 2016-11-04 | RO | Dealing in securities | 2016-03-11 | 2016-11-04 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2006-09-15 | 2015-04-28 | Rep | Advising on securities | 2006-09-15 | 2015-04-28 | Rep | Dealing in securities | 2006-09-15 | 2015-04-28 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2003-10-14 | 2005-03-21 | Rep | Dealing in securities | 2003-10-14 | 2005-03-21 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-04-21 | 2006-03-08 | Rep | Dealing in securities | 2005-04-21 | 2006-03-08 |
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