Tay, Li Choo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-05-05 | 2007-04-20 | Rep | Automated trading services | 2007-03-21 | 2007-04-20 |
| 2 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-05-05 | 2007-04-20 |
| 3 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2010-12-31 | 2018-08-03 |
| 4 | MUSHK Limited | Rep | Dealing in securities | 2010-08-16 | 2010-12-30 |
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