Yeung, Fu Ngai 楊富藝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARGYLE STREET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-02-22 | 2008-06-11 | Rep | Asset management | 2007-02-22 | 2008-06-11 |
| 2 | BNY Mellon Investment Management Hong Kong Limited | Rep | Asset management | 2014-04-01 | 2015-07-16 | Rep | Dealing in futures contracts | 2014-04-01 | 2015-07-16 | Rep | Dealing in securities | 2014-04-01 | 2015-07-16 |
| 3 | Cheyne Capital Management (HK) Limited | Rep | Asset management | 2008-08-01 | 2008-11-01 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-09-29 | |
| 5 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-05-17 | |
| 6 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2021-04-28 | Rep | Dealing in futures contracts | 2021-05-17 |
| 7 | Edmond de Rothschild Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-09-10 | 2017-06-30 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-10-04 | 2021-04-01 |
| 9 | Mirae Asset Capital (China) Limited | Rep | Advising on securities | 2013-01-11 | 2014-03-16 | Rep | Asset management | 2013-01-11 | 2014-03-16 |
| 10 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2009-08-10 | 2014-03-16 | Rep | Asset management | 2009-08-10 | 2014-03-16 |
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