Ngan, Wai Hung 顏偉洪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2007-07-03 | 2008-05-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | Asset management | 2004-08-26 | RO | Advising on securities | 2006-07-01 |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2008-07-25 | 2009-03-02 | RO | Advising on securities | 2009-03-02 | 2010-10-05 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2012-01-11 | 2012-02-14 | RO | Advising on securities | 2012-02-14 | 2019-11-01 |
| 5 | MF Global Hong Kong Limited | Rep | Advising on securities | 2010-12-01 | 2011-06-16 | RO | Advising on securities | 2011-06-16 | 2011-11-11 |
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