Yau, Benjamin Chi Man 游志文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-08-22 | 2014-09-09 |
| 2 | Lianhe Ratings Global Limited | Rep | Credit rating services | 2019-07-04 | 2020-12-23 | RO | Credit rating services | 2020-12-23 | 2023-06-30 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2009-07-22 | 2014-03-29 | Rep | Advising on securities | 2009-07-22 | 2014-03-29 | Rep | Dealing in securities | 2009-07-22 | 2014-03-29 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2009-07-22 | 2014-03-29 | Rep | Advising on securities | 2009-07-22 | 2014-03-29 | Rep | Dealing in securities | 2009-07-22 | 2014-03-29 |
| 5 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2018-06-11 | 2019-07-02 | Rep | Dealing in securities | 2018-10-30 | 2019-07-02 |
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