Wong, Hiu Yan (SFC:AQG385) 黃曉欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Advising on futures contracts | 2008-01-03 | 2009-05-16 | Rep | Dealing in futures contracts | 2008-01-03 | 2009-05-16 | Rep | Dealing in securities | 2008-01-03 | 2009-05-16 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-10-13 | 2013-11-09 | Rep | Advising on securities | 2011-12-13 | 2013-11-09 |
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