Pang, Ka Yin (SFC:APP351) 彭嘉妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-11-03 | 2018-04-19 |
| 2 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-03-23 | 2017-10-13 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2018-08-01 | |
| 4 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2017-01-13 | 2017-10-13 | Rep | Dealing in securities | 2017-01-13 | 2017-10-13 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2017-01-13 | 2017-10-13 | Rep | Dealing in securities | 2017-01-13 | 2017-10-13 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-09-11 | 2015-07-03 | Rep | Advising on securities | 2007-09-11 | 2015-07-03 | Rep | Dealing in securities | 2007-09-11 | 2015-07-03 |
| 7 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-09-11 | 2015-07-03 | Rep | Advising on securities | 2007-09-11 | 2015-07-03 | Rep | Dealing in securities | 2007-09-11 | 2015-07-03 |
| 8 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2015-10-05 | 2016-05-12 | Rep | Dealing in securities | 2015-10-05 | 2016-05-12 |
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