Ho, Cookie Yin Shan 何燕珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-04-06 | 2013-08-31 |
| 2 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2020-12-21 | |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2014-09-22 | 2016-10-01 | Rep | Dealing in securities | 2014-09-22 | 2016-10-01 | Rep | Advising on securities | 2017-08-14 | 2019-06-29 | Rep | Dealing in securities | 2017-08-14 | 2019-06-29 | Rep | Advising on futures contracts | 2018-01-12 | 2019-06-29 | Rep | Dealing in futures contracts | 2018-01-12 | 2019-06-29 |
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