Lee, David (SFC:AHL406)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-10-02 | 2008-06-23 | Rep | Dealing in securities | 2008-07-25 | 2008-11-04 | RO | Dealing in securities | 2008-11-04 | 2009-05-04 | Rep | Dealing in securities | 2009-05-25 | 2010-07-13 | RO | Dealing in securities | 2010-07-13 | 2017-03-17 |
| 2 | Merrill Lynch Far East Limited | RO | Dealing in futures contracts | 2010-11-26 | 2017-03-17 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-07-25 | 2008-11-04 | RO | Dealing in futures contracts | 2008-11-04 | 2009-05-04 | Rep | Dealing in futures contracts | 2009-05-25 | 2010-07-13 | RO | Dealing in futures contracts | 2010-07-13 | 2010-12-31 |
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