Louie, Leung Kwan 雷樑坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-05-12 | 2011-04-29 | Rep | Dealing in securities | 2009-05-12 | 2011-04-29 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-12-18 | 2008-10-08 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-12-18 | 2008-10-08 |
| 4 | JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2011-05-20 | 2013-03-26 | RO | Dealing in securities | 2013-03-26 | 2015-05-11 | RO | Advising on securities | 2015-01-27 | 2015-05-11 | Rep | Advising on securities | 2015-05-11 | 2015-08-15 | Rep | Dealing in securities | 2015-05-11 | 2015-08-15 |
| 5 | Kaiser KT Capital Limited | Rep | Advising on corporate finance | 2012-05-30 | 2015-08-15 | Rep | Advising on corporate finance | 2019-04-09 | 2020-01-02 | RO | Advising on corporate finance | 2020-01-02 | 2021-06-13 |
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