Suttie, Ben Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2010-02-09 | 2010-04-13 | Rep | Dealing in securities | 2010-02-09 | 2010-04-13 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-06-30 | 2011-12-01 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2007-11-24 | Rep | Dealing in securities | 2007-11-24 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-11-24 | Rep | Dealing in futures contracts | 2007-11-24 |
| 5 | Ord Minnett Hong Kong Limited | Rep | Advising on securities | 2016-04-19 | 2016-07-05 | Rep | Dealing in securities | 2016-04-19 | 2016-07-05 |
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