Collett, Benjamin Robert
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2007-11-01 | 2008-12-12 | Rep | Dealing in securities | 2007-11-01 | 2008-12-12 |
| 2 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-11-16 | 2013-04-09 | Rep | Dealing in futures contracts | 2010-01-18 | 2013-04-09 | Rep | Advising on securities | 2011-02-14 | 2013-04-09 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-06-13 | 2007-09-01 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-06-13 | 2007-09-01 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-06-13 | 2007-09-01 |
| 6 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-04-10 | 2016-08-24 | Rep | Dealing in securities | 2013-04-10 | 2016-08-24 |
| 7 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2009-06-15 | 2009-10-20 | Rep | Dealing in securities | 2009-06-15 | 2009-10-20 |
| 8 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2016-11-21 | 2018-04-26 | Rep | Dealing in securities | 2016-11-21 | 2018-04-26 |
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