Wong, Wai Man (SFC:AEZ021) 王慧敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BIG BAY SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-06-14 | 2017-07-04 |
| 2 | Black Marble Securities Limited | RO | Dealing in securities | 2023-01-05 | |
| 3 | CTBC Asia Limited | Rep | Dealing in securities | 2007-07-17 | 2007-11-29 |
| 4 | Fosun International Securities Limited | Rep | Dealing in securities | 2018-05-31 | 2020-02-22 |
| 5 | Golden K2 Securities Limited | RO | Dealing in securities | 2018-01-31 | 2018-05-25 |
| 6 | MIB FINANCE (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-30 | Rep | Advising on securities | 2003-06-30 | Rep | Asset management | 2003-06-30 | Rep | Dealing in securities | 2003-06-30 |
| 7 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-01-08 | 2017-04-20 |
| 8 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-30 | Rep | Advising on securities | 2003-06-30 | Rep | Asset management | 2003-06-30 | Rep | Dealing in securities | 2007-07-07 | Rep | Dealing in securities | 2007-12-12 | 2017-04-20 |
| 9 | SANSTON FINANCIAL GROUP LIMITED | Rep | Dealing in securities | 2020-04-02 | 2020-04-28 | RO | Advising on securities | 2020-04-28 | 2020-06-28 | RO | Dealing in securities | 2020-04-28 | 2020-06-28 |
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