Saldanha, Joshua Gerard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2007-08-17 | 2008-05-30 |
| 2 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-09-28 | 2007-06-26 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2006-02-20 | 2007-06-26 |
| 4 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2009-07-14 | 2010-05-08 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-09-07 | 2017-07-13 |
| 6 | Religare Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2010-06-01 | 2010-08-19 |
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