Wan, King Fai 溫景輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Advising on securities | 2003-10-11 | Rep | Dealing in securities | 2003-10-11 | RO | Advising on securities | 2003-10-11 | 2004-05-11 | RO | Dealing in securities | 2003-10-11 | 2004-05-11 | RO | Dealing in futures contracts | 2003-10-14 | 2004-05-11 |
| 2 | DBS VICKERS FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2004-01-16 | |
| 3 | DBS VICKERS SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Advising on securities | 2004-01-02 | Rep | Dealing in securities | 2004-01-02 |
| 4 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | RO | Dealing in securities | 2003-12-24 | 2004-05-11 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-06-25 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-02-01 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-06-25 | 2022-02-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy