Ng, Kwan Yat 伍君逸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-07-04 | 2008-05-30 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-04 | 2008-05-30 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2017-09-18 | |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2017-09-18 | Rep | Advising on securities | 2021-06-18 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-06-23 | 2011-10-04 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2011-10-04 |
| 7 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-23 | 2011-10-04 |
| 8 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-06-17 | 2017-02-12 | Rep | Dealing in securities | 2016-06-17 | 2017-02-12 | Rep | Dealing in futures contracts | 2017-02-13 | 2017-09-10 | Rep | Dealing in securities | 2017-02-13 | 2017-09-10 | Rep | Leveraged foreign exchange trading | 2017-02-13 | 2017-09-10 |
| 9 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2011-10-17 | 2017-02-12 |
| 10 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2011-10-17 | 2017-02-12 | Rep | Leveraged foreign exchange trading | 2013-07-26 | 2017-02-12 |
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