Li, Benny Chun Ho 李俊豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-01-14 | Rep | Advising on securities | 2004-01-14 | Rep | Asset management | 2004-01-14 | Rep | Automated trading services | 2004-01-14 | Rep | Dealing in securities | 2004-01-14 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-01-14 | Rep | Advising on securities | 2004-01-14 | Rep | Asset management | 2004-01-14 | Rep | Automated trading services | 2004-01-14 | Rep | Dealing in securities | 2004-01-14 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-08-09 | 2010-08-16 | Rep | Dealing in securities | 2011-02-17 | 2012-08-10 | Rep | Dealing in securities | 2013-02-19 | 2013-11-07 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-02-19 | 2013-11-07 |
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