Lam, Chung Yin (SFC:AMF376) 林仲賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AJ Futures Limited | Rep | Dealing in futures contracts | 2022-11-08 | 2023-03-15 |
| 2 | AJ Securities Limited | Rep | Dealing in securities | 2022-11-08 | 2023-03-15 |
| 3 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-05-22 | 2021-06-10 |
| 4 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-05-22 | 2021-06-10 |
| 5 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2023-05-05 | |
| 6 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2023-05-05 | |
| 7 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2018-05-07 | 2018-10-12 |
| 8 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2018-05-07 | 2018-10-12 |
| 9 | KGI ASIA LIMITED | Rep | Advising on securities | 2008-03-03 | 2012-12-07 | Rep | Dealing in securities | 2008-03-03 | 2012-12-07 | Rep | Dealing in securities | 2021-07-22 | 2022-01-31 |
| 10 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-03-03 | 2012-12-07 | Rep | Dealing in futures contracts | 2021-07-22 | 2022-01-31 |
| 11 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-08-22 | 2008-02-23 |
| 12 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-07-18 | 2008-02-23 | Rep | Advising on securities | 2006-12-15 | 2008-02-23 |
| 13 | Quam Securities Limited | Rep | Advising on securities | 2012-12-19 | 2017-07-31 | Rep | Dealing in futures contracts | 2012-12-19 | 2017-07-31 | Rep | Dealing in securities | 2012-12-19 | 2017-07-31 |
| 14 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2018-10-22 | 2020-03-20 |
| 15 | South China Investment Management Limited | Rep | Asset management | 2018-11-21 | 2020-03-20 |
| 16 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2018-11-21 | 2020-02-18 |
| 17 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2018-10-22 | 2020-03-20 |
| 18 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-17 | 2018-04-15 |
| 19 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2017-08-17 | 2018-04-15 | Rep | Dealing in securities | 2017-08-17 | 2018-04-15 |
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