Chow, William Yat Ming 周逸明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-07-21 | 2008-10-25 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-07-21 | 2008-10-25 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-10-31 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-31 | |
| 5 | RBC FUTURES SERVICES (ASIA) LIMITED | Rep | Asset management | 2003-06-18 | Rep | Advising on futures contracts | 2004-02-17 | Rep | Dealing in futures contracts | 2004-07-06 |
| 6 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-17 | Rep | Asset management | 2004-02-17 | Rep | Advising on securities | 2004-07-05 | Rep | Dealing in securities | 2004-07-05 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy