Chow, Tit Man 周鐵民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | Rep | Advising on corporate finance | 2004-07-21 | Rep | Advising on securities | 2004-07-21 | Rep | Asset management | 2004-07-21 | Rep | Dealing in securities | 2005-12-19 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2005-12-29 | 2006-05-05 | Rep | Dealing in securities | 2006-05-30 | 2007-06-07 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-12-29 | 2006-05-05 | Rep | Dealing in securities | 2006-05-30 | 2007-06-07 |
| 4 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-02 | 2009-04-30 |
| 5 | Huarong International Securities Limited | Rep | Dealing in securities | 2008-10-22 | 2010-06-04 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-07-06 | 2008-03-20 | Rep | Dealing in securities | 2010-07-02 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-07-31 |
| 7 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-05-10 | 2006-05-19 |
| 8 | SINO WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2020-08-07 | 2021-11-30 |
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