Lam, James Wai Kit 林惠傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | RO | Advising on securities | 2012-05-21 | 2018-12-08 | RO | Dealing in securities | 2012-05-21 | 2018-12-08 |
| 2 | KCG FUND MANAGEMENT LIMITED | Rep | Asset management | 2009-09-03 | 2012-05-01 | RO | Advising on securities | 2009-09-03 | 2012-05-01 |
| 3 | KCG SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-03-02 | Rep | Advising on securities | 2004-03-02 | Rep | Asset management | 2004-03-02 | Rep | Dealing in securities | 2008-10-29 | RO | Dealing in securities | 2008-10-29 | 2012-05-01 | RO | Advising on securities | 2009-05-13 | 2012-05-01 |
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