Liu, Wayne Wei Cheng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2011-02-09 | 2012-06-14 |
| 2 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-04-12 | 2007-12-31 | Rep | Dealing in securities | 2006-04-12 | 2007-12-31 | Rep | Advising on securities | 2007-07-19 | 2007-12-31 | Rep | Asset management | 2007-07-19 | 2007-12-31 | Rep | Advising on securities | 2010-11-11 | 2010-12-21 |
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