Bolon, Jonathan Quinn
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-17 | 2010-07-29 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2010-05-17 | 2010-07-29 |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2010-11-17 | 2012-08-28 | Rep | Advising on securities | 2011-03-25 | 2012-08-28 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-07-14 | 2008-09-29 | Rep | Dealing in securities | 2008-07-14 | 2008-09-29 |
| 5 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-07-14 | 2008-09-29 |
| 6 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-07-14 | 2008-09-29 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-11-11 | 2010-03-10 | Rep | Dealing in securities | 2008-11-11 | 2010-03-10 |
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