Taw, Thomas James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2015-02-11 | Rep | Dealing in securities | 2015-02-11 | Rep | Asset management | 2015-02-11 | 2015-09-14 |
| 2 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2008-01-31 | 2012-02-09 | Rep | Automated trading services | 2008-01-31 | 2012-02-09 | Rep | Dealing in securities | 2008-01-31 | 2012-02-09 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2012-08-27 | 2014-10-22 | Rep | Automated trading services | 2013-07-25 | 2014-10-22 |
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