Sanyal, Bratindra Saran
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Conning Asia Pacific Limited | Rep | Advising on securities | 2012-08-01 | 2013-09-27 | Rep | Asset management | 2012-08-01 | 2013-09-27 | Rep | Dealing in securities | 2012-08-01 | 2013-09-27 | RO | Advising on securities | 2013-09-27 | 2018-03-16 | RO | Asset management | 2013-09-27 | 2018-03-16 | RO | Dealing in securities | 2013-09-27 | 2018-03-16 |
| 2 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2008-01-30 | 2012-06-15 | Rep | Asset management | 2008-01-30 | 2012-06-15 |
| 3 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2004-09-06 | 2012-06-15 | Rep | Asset management | 2004-09-06 | 2012-06-15 | Rep | Dealing in securities | 2004-09-06 | 2012-06-15 |
| 4 | LLOYD GEORGE MANAGEMENT (HK) LIMITED | RO | Asset management | 2019-10-22 | 2023-05-31 | Rep | Asset management | 2023-11-06 | 2023-12-05 | RO | Asset management | 2023-12-05 | 2024-02-29 |
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