Chan, Tsz Man (SFC:AGY565) 陳梓汶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Private (HK) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Advising on securities | 2004-03-25 |
| 2 | ICBC INTERNATIONAL RESEARCH LIMITED | RO | Advising on securities | 2009-07-10 | 2012-07-27 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-12 | 2009-07-14 |
| 4 | ICEA SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-02-20 | 2009-04-15 | RO | Advising on securities | 2009-04-15 | 2009-04-30 |
| 5 | KGI ASIA LIMITED | Rep | Advising on securities | 2014-12-17 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2020-12-02 |
| 6 | SBI China Capital Securities Limited | Rep | Advising on securities | 2004-04-19 | 2006-02-12 |
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