Tso, Wai Sing (SFC:AHG861) 蔡偉成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-12-30 | Rep | Advising on securities | 2005-07-05 | Rep | Asset management | 2005-07-05 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2022-05-30 | 2023-05-13 |
| 3 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Advising on securities | 2005-07-15 | 2005-10-31 | Rep | Asset management | 2005-07-15 | 2005-10-31 | RO | Advising on securities | 2005-10-31 | 2015-07-22 | RO | Asset management | 2005-10-31 | 2015-07-22 |
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