Warhurst, Paul Simon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2010-03-08 | 2013-06-15 | Rep | Automated trading services | 2011-03-22 | 2013-06-15 | Rep | Dealing in securities | 2014-06-03 | 2015-10-03 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-09-04 | 2008-09-29 | Rep | Dealing in securities | 2007-09-04 | 2008-09-29 |
| 3 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-09-04 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-09-03 | Rep | Dealing in securities | 2008-10-10 | 2009-09-03 |
| 5 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-11-26 | 2009-09-03 |
| 6 | Virtu ITG Hong Kong Limited | Rep | Dealing in securities | 2016-01-11 | 2017-04-28 |
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