Lee, Angela Mei Lan 李美蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLOOMBERG TRADEBOOK HONG KONG LIMITED | RO | Automated trading services | 2003-10-01 | RO | Advising on corporate finance | 2003-10-03 | RO | Advising on securities | 2003-10-03 | RO | Asset management | 2003-10-03 | RO | Dealing in securities | 2003-10-03 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-11-19 | 2014-03-05 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2007-05-25 | 2014-03-05 | Rep | Dealing in securities | 2021-11-05 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2014-06-10 | 2019-06-26 | Rep | Advising on securities | 2014-06-10 | 2019-06-26 | Rep | Automated trading services | 2014-06-10 | 2019-06-26 | Rep | Dealing in futures contracts | 2014-06-10 | 2019-06-26 | Rep | Dealing in securities | 2014-06-10 | 2019-06-26 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2019-10-08 | 2021-07-27 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2019-10-08 | 2021-07-27 | Rep | Dealing in securities | 2019-10-08 | 2021-07-27 |
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