Yeung, Wai Shum 楊惠深
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-08-01 | 2008-07-25 | Rep | Dealing in securities | 2008-03-28 | 2008-07-25 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-02-24 | 2016-12-30 | Rep | Asset management | 2011-02-24 | 2016-12-30 | Rep | Dealing in securities | 2011-02-24 | 2016-12-30 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-02-24 | 2016-12-30 | Rep | Asset management | 2011-02-24 | 2016-12-30 | Rep | Dealing in securities | 2011-02-24 | 2016-12-30 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2008-08-20 | 2011-01-14 |
| 5 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2020-11-25 | Rep | Asset management | 2020-11-25 |
| 6 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2017-01-18 | Rep | Dealing in securities | 2017-01-18 |
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