Tse, Benjamin Andrew Jonathan 謝紹豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2010-07-21 | 2013-12-16 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-07-21 | 2013-12-16 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-07-21 | 2013-12-16 |
| 4 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2006-07-10 | 2006-07-20 | Rep | Dealing in securities | 2006-07-10 | 2006-07-20 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-12-30 | |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-12-30 |
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