Fan, Kam Ho 范錦濠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-09-24 | Rep | Dealing in securities | 2020-09-24 | Rep | Advising on securities | 2021-04-29 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-25 | 2012-08-19 | Rep | Leveraged foreign exchange trading | 2015-08-20 | 2020-09-01 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-07-21 | 2012-08-19 | Rep | Dealing in futures contracts | 2015-08-20 | 2020-09-01 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-07-21 | 2012-08-19 | Rep | Advising on securities | 2015-08-20 | 2020-09-01 | Rep | Dealing in securities | 2015-08-20 | 2020-09-01 |
| 5 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-08-22 | 2014-04-16 |
| 6 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-08-22 | 2014-04-16 |
| 7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-30 | 2015-07-30 |
| 8 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-04-30 | 2015-07-30 |
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