Ng, Chi Ching (SFC:AAA622) 吳志清
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2013-11-11 | 2015-06-30 |
| 2 | Ho Fung Shares Investment Company | Rep | Advising on corporate finance | 2003-07-28 | Rep | Advising on securities | 2003-07-28 | Rep | Asset management | 2003-07-28 | Rep | Dealing in securities | 2005-03-24 |
| 3 | HO FUNG SHARES INVESTMENT LIMITED | Rep | Dealing in securities | 2005-03-24 | 2013-11-01 | Rep | Dealing in securities | 2015-07-02 |
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