So, Kit Yan 蘇潔茵

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Arta Global Markets Limited Rep Dealing in securities 2018-03-26 2021-09-29
2 CEPA ALLIANCE SECURITIES LIMITED Rep Dealing in securities 2012-12-18 2018-03-09
3 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2010-06-10 2012-09-06
4 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep Dealing in securities 2012-09-11 2012-12-07
5 RICHE BRIGHT SECURITIES LIMITED Rep Dealing in securities 2010-03-29 2010-05-20

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