Ng, Yik Yin 吳奕賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2014-05-30 | 2014-11-26 | Rep | Dealing in futures contracts | 2014-05-30 | 2018-04-06 | Rep | Dealing in securities | 2014-05-30 | 2018-04-06 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2011-09-09 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-08-10 | 2011-09-09 | Rep | Leveraged foreign exchange trading | 2009-10-16 | 2011-09-09 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2011-09-23 | 2014-03-27 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-23 | 2014-03-27 |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-09-23 | 2014-03-27 |
| 7 | Linkways Asset Management Limited | Rep | Asset management | 2024-02-16 | 2024-03-19 | RO | Asset management | 2024-03-19 |
| 8 | Linkways Investment Management Limited | Rep | Dealing in futures contracts | 2024-02-16 | Rep | Advising on securities | 2024-02-16 | 2024-03-19 | Rep | Dealing in securities | 2024-02-16 | 2024-03-19 | RO | Advising on securities | 2024-03-19 | RO | Dealing in securities | 2024-03-19 |
| 9 | MFG Limited (HK) | Rep | Dealing in futures contracts | 2018-04-16 | 2023-09-30 | Rep | Dealing in securities | 2018-04-16 | 2023-09-30 | Rep | Advising on futures contracts | 2018-08-17 | 2023-09-30 | Rep | Advising on securities | 2018-08-17 | 2023-09-30 | Rep | Asset management | 2018-08-17 | 2023-09-30 |
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