Kam, Stephen Wing Shu 甘永樹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-25 | 2017-08-16 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-07-25 | 2017-08-16 | Rep | Leveraged foreign exchange trading | 2004-01-28 | 2017-08-16 |
| 3 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-07-01 | Rep | Advising on securities | 2003-07-01 | Rep | Asset management | 2003-07-01 | Rep | Dealing in securities | 2003-07-01 | Rep | Dealing in securities | 2017-12-05 | 2018-07-20 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-07-01 | Rep | Asset management | 2003-07-01 | Rep | Dealing in futures contracts | 2003-07-01 | Rep | Dealing in futures contracts | 2017-12-05 | 2018-07-20 |
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