Cheung, Yik Man 張益民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-03-18 | 2018-10-31 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-18 | 2018-10-31 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2011-03-23 | 2011-06-24 | Rep | Advising on securities | 2011-03-23 | 2011-06-24 | Rep | Asset management | 2011-03-23 | 2011-06-24 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2011-03-23 | 2011-06-24 | Rep | Advising on securities | 2011-03-23 | 2011-06-24 | Rep | Asset management | 2011-03-23 | 2011-06-24 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-06-10 | 2012-12-15 | Rep | Advising on futures contracts | 2012-07-13 | 2012-12-15 |
| 6 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2011-03-23 | 2011-06-24 | Rep | Asset management | 2011-03-23 | 2011-06-24 | Rep | Dealing in securities | 2011-03-23 | 2011-06-24 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-05-26 | 2012-12-15 | Rep | Leveraged foreign exchange trading | 2012-03-15 | 2012-12-15 | Rep | Advising on securities | 2012-07-13 | 2012-12-15 |
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