Hung, Kwong Ngai 洪岡藝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2007-09-12 | 2008-05-08 | Rep | Dealing in securities | 2007-09-12 | 2008-05-08 |
| 2 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2006-09-18 | 2006-12-22 | Rep | Advising on securities | 2006-09-20 | 2006-12-22 |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-05-28 | 2009-09-14 |
| 4 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2018-06-20 | 2019-05-06 | RO | Dealing in securities | 2019-05-06 | 2019-08-23 |
| 5 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-09-22 | 2010-06-07 |
| 6 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2010-06-14 | 2011-05-01 |
| 7 | CMB International Securities Limited | RO | Dealing in securities | 2010-08-25 | 2011-05-01 |
| 8 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2017-04-20 | 2018-05-19 | Rep | Dealing in securities | 2017-04-20 | 2018-05-19 |
| 9 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2017-04-20 | 2018-05-19 |
| 10 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-06-01 | 2012-07-11 |
| 11 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-10-16 | 2014-07-13 | Rep | Advising on securities | 2013-08-07 | 2014-07-13 |
| 12 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-12-11 | 2013-06-21 |
| 13 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2005-04-26 | 2006-09-09 | Rep | Advising on securities | 2007-01-16 | 2007-09-01 | Rep | Dealing in securities | 2007-01-16 | 2007-09-01 | Rep | Asset management | 2007-05-02 | 2007-09-01 |
| 14 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2014-07-18 | 2015-12-17 | RO | Dealing in securities | 2015-12-17 | 2017-01-06 |
| 15 | Yunfeng Securities Limited | Rep | Dealing in securities | 2015-03-16 | 2015-12-17 | RO | Dealing in securities | 2015-12-17 | 2017-01-06 |
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